Securities Exchange Act

Results: 28007



#Item
301American brands / Kenosha /  Wisconsin / Snap-on / Distribution / Marketing / Craftsman / Franchising / Atlas Copco / Bolt On Technology

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www1.snapon.com

Language: English - Date: 2009-03-10 11:42:55
302Financial markets / 76th United States Congress / Commodity markets / Institutional investors / Funds / Exchange-traded fund / Investment Advisers Act / Broker-dealer / U.S. Securities and Exchange Commission / Futures contract / Mutual fund / Financial adviser

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-22 16:31:17
303United States securities law / Self-regulatory organizations / Investment / Securities Investor Protection Corporation / Financial markets / Security / Short / Securities Exchange Act / Securities Investor Protection Act / DoddFrank Wall Street Reform and Consumer Protection Act

Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §As Amended Through February 2014

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
304Corporate governance / Business models / Legal entities / Types of business entity / Independent director / Subsidiary / Companies Act / Board of directors

MPS LIMITED POLICY FOR DETERMINING MATERIAL SUBSIDIARY Purpose of this Policy This Policy is being framed pursuant to Regulation 16(c) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Req

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Source URL: www.adi-mps.com

Language: English - Date: 2016-08-01 06:36:51
305United States securities law / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Arbitration / Self-regulatory organization

OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:19
306Civil procedure / Statutory law / IndyMac / Statute of repose / Statute of limitations / Tolling / Class action / Securities Exchange Act

June 28, 2013 Second Circuit Holds that American Pipe Tolling Does Not Apply to the Securities Act’s Statute of Repose Yesterday, in Police & Fire Retirement System of the City of Detroit v. IndyMac MBS, Inc., --- F.3

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Source URL: www.paulweiss.com

Language: English - Date: 2013-06-28 17:21:18
307Investment / United States securities law / U.S. Securities and Exchange Commission / 76th United States Congress / Investment Advisers Act / Financial adviser / Investment fund / Regulation S-X / Securities Act / Security / Accredited investor / Registered Investment Adviser

NASAA Custody Requirements for Investment Advisers Model Rule 102(eAdopted April 3, 2000, Amended, , , * Rule 102(eCustody of Client Funds or Securities by Investment Advise

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-06-02 12:08:16
308U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / United States securities law / Regulation S-K / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-02-01 11:39:46
309Self-regulatory organizations / Crowdfunding / United States securities law / Systemic risk / Financial regulation / Securities Exchange Act / Financial Industry Regulatory Authority / Security / Jumpstart Our Business Startups Act

Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights

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Source URL: www.entrex.net

Language: English - Date: 2016-06-20 10:11:36
310

Filed by Nexstar Broadcasting Group, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Media General, Inc. File

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Source URL: www.mediageneral.com

Language: English - Date: 2016-05-02 08:14:00
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